EPSTEIN
page 1 / 547 . OCR, unverified
Dataset10 033
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From:
Ariane Dwyer
Sent:
1/28/2016 8:08:02 AM
To:
Daniel Sabba
Subject:
FW: Gratitude KYC IIJ
; Vahe Stepanian
Per Fran's email below we now have two options:
1.
Sent does to be reviewed by AML Compliance. I'm not sure why it is a "high risk", but it could be because of JE?
2.
Complete reputational risk document with Paul given that JE founded the foundation per the Articles of
Incorporation and my call with Rich
Let me know what you think.
Best,
Ari
From: Fran M Wickman
Sent: Wednesday, January 27, 2016 3:04 PM
To: Ariane Dwyer; MO CIP
Subject: RE: Gratitude KYC [I]
Classification: For Internal use only
Ari,
This is a high risk account (see page 10) and therefore, will be reviewed by AML Compliance. Please contact them with
any further questions.
Kind regards,
Fran Wickman
Ii
Fran Wickman
Middle Office Operations
Deutsche Bank Securities Inc
utsche
nk Wealth Mane e m nt
Puticiawitgasfoopt,
From: Ariane Dwyer
Sent: Wednesday, January 27, 2016 3:00 PM
To: MO CIP
Subject: Gratitude KYC
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0055534
CONFIDENTIAL
SDNY_GM_00201718
EFTA01364969
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Best,
An
Ariane Dwyer
Analyst I Key Client Partners - US
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue. 26
New
-0004
Tel.
Email
POSS-101,-* gefairlet.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0055535
CONFIDENTIAL
SONY GM_00201719
EFTA01364970
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From:
Sent:
To:
CC:
Paul Vronsky
10/9/2017 4:50:14 PM
kcp markets [kcp.markets@db.com]; Denitsa Dimitrova
Attachments: Vy Capital _DB__ Disclosure Letter.docx; Vy Potential Investor NDA.DOCX
Paul,
Vahe Stepanian referred us to you about a potential opportunity to invest in a special
purpose vehicle managed by Vy Capital that is invested in SpaceX. In order to proceed,
we need the attached Disclosure Letter and NDA executed. Please let me know if you
have any questions about either. In addition, I've copied Denitsa at Vy so that we can
work on arranging a call at your convenience to go over the opportunity. Please let her
know your availability.
Vy Space, L.P., is a Special Purpose Vehicle formed by Vy Capital Holdings Ltd to
acquire, hold and distribute non-controlling investments in Space Exploration
Technologies Corp. The current opportunity relates to the purchase of approximately
$50,000,000 of SpaceX Series H Preferred shares issued in connection with the
company's most recent round of equity financing at price of $135 per share. Based on a
fully diluted share count of approximately 163 million, this purchase price implies a
valuation of approximately $22 billion. The SPV's economics feature a 100/0 carry, 8%
hurdle rate and 1% management fee for 4 years.
Best regards,
Paul Vronsky
Partner, Vy Capital
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0055536
CONFIDENTIAL
SDNY_GM_00201720
EFTA01364971
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Deutsche Bank
Wealth Management
[Name of Client]
[Address of Client]
[Address of Client]
[Address of Client]
Deutsche Bank Securities Inc. ("DB") proposes to introduce you to Vy Capital Management
Company Limited (the Introduced Party") to discuss the possibility of, if you deem it suitable, your
investing in interests in Space Exploration Technologies Corp., (the "Interests").
DB is not offering, selling or recommending your investment in the Interests and does not act as
agent for the Introduced Party or issuer of the Interests.
You must make an independent
assessment of the opportunities and risks presented by the potential investment in the Interests,
including relevant market factors and other investment considerations, such as tax impact.
If you elect to invest in the Interests, DB will be paid a referral fee by the Introduced Party equal to
2% of the capital or assets you commit to invest in the Interests. As a result, DB may have an
incentive to introduce you to the Introduced Party in connection with investment in the Interests,
ahead of other possible Introduced Parties and investments for which DB would not receive a
referral fee.
You will not pay a higher subscription amount for the Interests as a result of our arrangement. This
arrangement, however, may affect the Introduced Party's willingness to negotiate below its standard
placement fees, as applicable, and as a result may affect the overall fees introduced clients pay.